Search
The Securities Industry in New York City - October 2015
Regulations enacted after the 2008 financial crisis have changed the way the securities industry operates.
https://www.osc.ny.gov/files/reports/osdc/pdf/report-5-2016.pdfThe Securities Industry in New York City - October 2007
Recent events underscore the cyclical nature of Wall Street.
https://www.osc.ny.gov/files/reports/osdc/pdf/report-5-2008.pdfThe Technology Sector in New York City - September 2017
The Technology Sector in New York City - September 2017
https://www.osc.ny.gov/files/reports/osdc/pdf/report-4-2018.pdfThe Securities Industry in New York City - October 2012
Five years after the beginning of the financial crisis, the securities industry remains in transition.
https://www.osc.ny.gov/files/reports/osdc/pdf/report-9-2013.pdfThe Securities Industry in New York City - October 2006
Wall Street has experienced tremendous growth in recent years and is vitally important to New York City.
https://www.osc.ny.gov/files/reports/osdc/pdf/report-9-2007.pdfThe Securities Industry in New York City - October 2016
The role of the securities industry in New York City’s economy has changed since the financial crisis.
https://www.osc.ny.gov/files/reports/osdc/pdf/report-8-2017.pdfOpinion 93-21
… that bear on the issues discussed in the opinion. FIRE DISTRICTS -- Apparatus and Equipment (procedures for sale of) REFERENDUM -- Mandatory (need for to sell fire truck in fire district) -- Permissive (need for to sell fire truck in … Whether a fire district is required to solicit bids for the sale of an …
https://www.osc.ny.gov/legal-opinions/opinion-93-21DiNapoli: Monster Beverage Needs To Diversify Board
… portfolio of public and private equities, fixed income, real estate and alternative instruments. …
https://www.osc.ny.gov/press/releases/2015/01/dinapoli-monster-beverage-needs-diversify-boardDiNapoli: Audit Reveals Issues Behind Broome County's Fiscal Stress
… billions in state payments and public authority data. Visit the Reading Room for contract FOIL requests, bid …
https://www.osc.ny.gov/press/releases/2018/02/dinapoli-audit-reveals-issues-behind-broome-countys-fiscal-stressNichols Joint Fire District – Procurement (2025M-103)
… an increased risk that goods and services are not obtained at a favorable cost, free from favoritism or for appropriate …
https://www.osc.ny.gov/local-government/audits/fire-district/2026/01/09/nichols-joint-fire-district-procurement-2025m-103DiNapoli Releases Subway Ridership Dashboard
… Thomas P. DiNapoli announced today that he has launched an interactive online tool using subway ridership data that … Thomas P DiNapoli announced today that he has launched an interactive online tool using subway ridership data …
https://www.osc.ny.gov/press/releases/2021/03/dinapoli-releases-subway-ridership-dashboardCost-Saving Ideas: Legal Requirements
… or equipment when the repairs are of a type that does not recur annually or at shorter intervals. Section 6-g …
https://www.osc.ny.gov/local-government/publications/cost-saving-ideas-legal-requirementsOpinion 97-10
… Based on the facts presented, it is evident in the instant case that the fire district would not be acquiring equipment, …
https://www.osc.ny.gov/legal-opinions/opinion-97-10DiNapoli Releases Analysis of State Budget Financial and Capital Plans
… baseline growth levels in coming years, but it is unclear how necessary savings might be achieved. PIT receipts, which … Find out how your government money is spent at Open Book New York . …
https://www.osc.ny.gov/press/releases/2019/07/dinapoli-releases-analysis-state-budget-financial-and-capital-plansOpinion 92-31
… ADVERTISING -- Municipal Advertising (no authority to sell in newsletter) VILLAGES -- Powers and Duties … activities and financial reports. The village may not sell advertising space in such a newsletter. You ask whether … with a general law except as authorized by the municipal home rule law, which shall be deemed expedient or desirable …
https://www.osc.ny.gov/legal-opinions/opinion-92-31VII.4 Appropriated Loan Receivables – VII. State Revenues and Appropriated Loan Receivables
… Appropriated Loan Receivables (ALRs) result when State money is … and revenue can be tracked via the NYAR0473 –Appropriated Loan Receivables report. To run the NYAR0473, navigate to Accounts Receivable > Report > Appropriated Loan Receivables. Agencies should review their enacted budget …
https://www.osc.ny.gov/state-agencies/gfo/chapter-vii/vii4-appropriated-loan-receivablesColesville-Windsor Fire District – Board Oversight (2025M-74)
… The Board did not provide adequate financial oversight. As a result of the weaknesses identified, the Board’s ability to … operations were adequately accounted for and reported. In addition, the District faced an increased risk of theft, … to initiate corrective action. The District’s response is included in Appendix B. We conducted this audit pursuant …
https://www.osc.ny.gov/local-government/audits/fire-district/2025/12/24/colesville-windsor-fire-district-board-oversight-2025m-74Town of Carrollton – Justice Court Operations (2018M-21)
… of Court records or contract with an independent public accountant for an audit. Key Recommendations Prepare … balances. Examine Court records or retain an independent public accountant to perform an annual audit. …
https://www.osc.ny.gov/local-government/audits/justice-court/2018/05/11/town-carrollton-justice-court-operations-2018m-21Opinion 2005-3
… district) REAL PROPERTY -- Sale (leaseback of occupied building by school district) SCHOOL DISTRICTS -- Powers and … of parking garage); (sale and leaseback of occupied building) EDUCATION LAW §§402, 1709(11); GENERAL MUNICIPAL … Law §72-j authorizes the governing board of a “municipal corporation” to, inter alia , acquire real property for or …
https://www.osc.ny.gov/legal-opinions/opinion-2005-3Standard Work Day and Reporting Resolution – Understanding Your Responsibilities: Elected & Appointed Officials
… do not participate in a time-keeping system on a Standard Work Day and Reporting Resolution for Elected and Appointed Officials (RS2417-A). (Here is a … (ROA) to calculate the average number of days you work in a month.] This is important because your retirement …
https://www.osc.ny.gov/retirement/members/ea-officials/standard-work-day-and-reporting-resolution