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The Securities Industry in New York City - September 2018
Securities industry pretax profits grew by 42 percent in 2017 on higher revenue from core activities.
https://www.osc.ny.gov/files/reports/osdc/pdf/report-6-2019.pdfDiNapoli: MTA Faces $9.8 Billion Capital Plan Shortfall
… New York State Comptroller Thomas P. DiNapoli. “The MTA is looking to the state and the city to close the remaining … we do know that the public mass transportation system is critical to the state and city economies” DiNapoli said. … improved with the economy, its 2015-2019 capital program is facing a $9.8 billion funding gap. To close this gap, the …
https://www.osc.ny.gov/press/releases/2015/09/dinapoli-mta-faces-98-billion-capital-plan-shortfallDiNapoli: Local Governments Challenged by Slow Revenue Growth
Many of New Yorks local governments are coping with slow or no revenue growth making it difficult for them to maintain services while keeping pace with rising fixed costs such as health care according to the 2016 annual report on the states local governments released by Comptroller DiNapoli
https://www.osc.ny.gov/press/releases/2017/01/dinapoli-local-governments-challenged-slow-revenue-growthDiNapoli Releases Industry Sector Dashboards to Track NYC Economic Recovery
… New York State Comptroller Thomas P. DiNapoli today announced the launch of new online dashboards to track data for key industry sectors in New York City on a regular basis, providing policy makers … State Comptroller DiNapoli today announced the launch of new online dashboards to track data for key …
https://www.osc.ny.gov/press/releases/2022/03/dinapoli-releases-industry-sector-dashboards-track-nyc-economic-recoverySelected Aspects of Incident Intake and Investigation
… reportable incidents involving persons receiving services in State facilities or provider agencies. The Center … the State Comptroller with case-specific information in substantiated cases. Consequently, we were unable to … more than 70 percent of the individual incidents reported in the VPCR database, including any cases where …
https://www.osc.ny.gov/state-agencies/audits/2017/03/06/selected-aspects-incident-intake-and-investigationOversight of Pupil Transportation Services
… with safety training requirements for school bus personnel and instructors to help ensure safe transportation for all pupils; and whether the Department is monitoring school districts’ compliance with school bus monitor and attendant qualifications. The audit scope covers the …
https://www.osc.ny.gov/state-agencies/audits/2020/10/14/oversight-pupil-transportation-servicesOversight of Runaway and Homeless Youth (Follow-Up)
… county, regardless of whether it receives OCFS funding, is required to complete and submit a Child and Family Services Plan (Services Plan). The Services Plan is a local, 5-year plan (with annual updates) for the … and the allocation of resources, including RHY. OCFS is responsible for reviewing and approving all county …
https://www.osc.ny.gov/state-agencies/audits/2022/05/17/oversight-runaway-and-homeless-youth-followSelected Aspects of Subway Station Safety (Follow-Up)
… 2017. About the Program New York City Transit (Transit) is responsible for providing public transportation in New … for the daily riders who use its 472 subway stations is one of Transit’s essential duties. Transit’s Division of … station inspections within three days before and after our site visits. Once identified, defects were not always …
https://www.osc.ny.gov/state-agencies/audits/2020/02/20/selected-aspects-subway-station-safety-followCity of Troy – Budget Review (B21-5-10)
… of Budget Review The purpose of our budget review was to determine whether the significant revenue and expenditure … City of Troy, located in Rensselaer County, is authorized to issue debt not to exceed $24,706,000 to liquidate cumulative deficits in the … The purpose of our budget review was to determine whether the significant revenue and expenditure …
https://www.osc.ny.gov/local-government/audits/city/2021/11/04/city-troy-budget-review-b21-5-10County of Oneida – County Clerk (2025M-110)
… Did the Oneida County County Clerk Clerk properly collect and deposit funds …
https://www.osc.ny.gov/local-government/audits/county/2025/12/12/county-oneida-county-clerk-2025m-110Selected Aspects of the Migrant Education Program (Follow-Up)
… portion of the Migrant Education Tutorial Services (METS) faced challenges obtaining migrant student performance … develop methods to provide evaluation results at both the METS level and Program-wide to monitor performance against … to facilitate the timely exchange of information between METS and school districts. Key Finding Department officials …
https://www.osc.ny.gov/state-agencies/audits/2016/09/23/selected-aspects-migrant-education-program-followManagement of Unexpected Delays and Events During Winter 2017-18
… Background The Metropolitan Transportation Authority (MTA) is a State public authority created under Article 5, Title 11 … Law. One of six MTA constituent agencies, the LIRR is the largest commuter railroad in the country and the … service which exceeds Customer expectations and is worthy of the Public’s trust and support. …Together, we …
https://www.osc.ny.gov/state-agencies/audits/2018/08/07/management-unexpected-delays-and-events-during-winter-2017-18Real Property Portfolio (2022-S-14) 180-Day Response
To determine whether Empire State Development (ESD) fully and accurately accounted for and reported on its real property holdings and the need to either hold or dispose of properties, and if ESD disposed of real property in a manner beneficial to the State.
https://www.osc.ny.gov/files/state-agencies/audits/pdf/sga-2024-22s14-response.pdfNew York's Labor Force: Assessing 10-Year Trends and Pandemic Setbacks
The COVID-19 pandemic’s impact on the State’s labor force was more severe than in other states: the size of the workforce declined more rapidly than the rest of the nation in 2020 and continued to shrink in 2021 when other states recovered.
https://www.osc.ny.gov/files/reports/pdf/new-york-labor-force-2022.pdfUse of Electronic Benefit Cards at Prohibited Locations (Follow-Up)
… the Office’s Audit Director was responsible for EBT cash transaction monitoring, limiting supervision and …
https://www.osc.ny.gov/state-agencies/audits/2018/09/05/use-electronic-benefit-cards-prohibited-locations-followTown of Lansing – Information Technology (2022M-66)
… adequately secured and protected against unauthorized use, access and loss. Key Findings Town officials did not ensure … adequately secured and protected against unauthorized use, access and loss. In addition to sensitive IT control … not create adequate written IT policies for network user access, online banking and breach notification. The Board did …
https://www.osc.ny.gov/local-government/audits/town/2022/07/08/town-lansing-information-technology-2022m-66Town of Lloyd - Financial Condition (2019M-108)
… report - pdf] Audit Objective Determine whether the Board and Town officials effectively managed financial condition. … from 2014 through 2018. The Board underestimated revenues and overestimated expenditures in the general, water and sewer funds each year. Key Recommendations Include more …
https://www.osc.ny.gov/local-government/audits/town/2019/08/02/town-lloyd-financial-condition-2019m-108Town of Pelham - Information Technology (2019M-77)
… Personal Internet use was found on computers assigned to 10 employees who routinely accessed personal, private and … (IT) control weaknesses were communicated confidentially to officials. Key Recommendations Provide adequate oversight of employee Internet use to ensure it complies with Board policies. Provide employees …
https://www.osc.ny.gov/local-government/audits/town/2019/08/09/town-pelham-information-technology-2019m-77Village of Corinth – Investment Program (2023M-146)
… period, the Village earned $1,516 from money on deposit in the Village’s two checking accounts, which had an average … the Village may have earned an additional $148,755 in interest earnings. Village officials did not: Solicit …
https://www.osc.ny.gov/local-government/audits/village/2024/04/05/village-corinth-investment-program-2023m-146Town of Sidney – Budget Review (B4-16-13)
… Purpose of Budget Review The purpose of our budget review was to determine whether the significant … the 2017 fiscal year are reasonable. Background The Town of Sidney, located in Delaware County, issued debt totaling … The purpose of our budget review was to determine whether the significant …
https://www.osc.ny.gov/local-government/audits/town/2016/10/25/town-sidney-budget-review-b4-16-13