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DiNapoli Statement on His Placement Agent Ban Becoming Law
… the previous administration's wrongdoing. It was clear to me that placement agents were corrosive and unnecessary," … hiring, investing with or committing to an investment manager that is using the services of a placement agent or intermediary to assist such investment manager in obtaining investments by the Fund; and prohibits …
https://www.osc.ny.gov/press/releases/2018/08/dinapoli-statement-his-placement-agent-ban-becoming-lawDiNapoli: Wall St. First Half Profits Total $13 Billion, Down From 2022
… state and city budgets.” Securities industry performance is traditionally measured by the pretax profits of the broker/dealer operations of New York Stock Exchange (NYSE) member firms. There are now 132 member firms, down from … expenses by 2.1% over the previous year, which is less than the rate of inflation. It is likely that the …
https://www.osc.ny.gov/press/releases/2023/10/dinapoli-wall-st-first-half-profits-total-13-billion-down-2022Opinion 89-53
… bear on the issues discussed in the opinion. FOREIGN FIRE INSURANCE TAXES--Recipients (basis for allocation between or … among fire companies in a multi-company fire department) INSURANCE LAW, §§9104, 9105: Where foreign fire insurance tax moneys are distributed in accordance with …
https://www.osc.ny.gov/legal-opinions/opinion-89-53DiNapoli: Statewide Agency Overtime Tops $337 Million Halfway Into 2015
… State agencies spent more than $337 million on overtime in the first six months of 2015, a jump of $21 … and see what changes can be made to reduce their reliance on overtime.” The Department of Corrections and Community … of 2015. DiNapoli’s office routinely issues reports on ways to improve the efficiency of state operations, …
https://www.osc.ny.gov/press/releases/2015/09/dinapoli-statewide-agency-overtime-tops-337-million-halfway-2015Albany Leadership Charter High School for Girls – Professional Services (2013M-283)
… For Girls, located in the City of Albany, Albany County, is governed by a Board of Trustees which comprises six voting … the Board President to describe the services the School is receiving from the Foundation, but the Board President … under the compact, they cannot determine if the School is actually receiving the services it has paid for. Key …
https://www.osc.ny.gov/local-government/audits/charter-school/2014/01/17/albany-leadership-charter-high-school-girls-professional-services-2013mWyoming County Industrial Development Agency – Project Management (2015M-62)
… requirements. WCIDA has not ensured that the Center Street Business Center project converting 28,000 square feet … Review with WCIDA legal counsel whether the Center Street Business Center project is a permissible IDA project …
https://www.osc.ny.gov/local-government/audits/industrial-development-agency/2015/09/11/wyoming-county-industrial-development-agency-projectTown of Dresden – Board Oversight of Financial Activities (2012M-191)
… oversight of the Town’s financial activities for the period January 1, 2010, through March 31, 2012. Background …
https://www.osc.ny.gov/local-government/audits/town/2013/01/11/town-dresden-board-oversight-financial-activities-2012m-191Livonia Central School District – Conflict of Interest (2024M-89)
… that were not in compliance with the District’s code of ethics. Key Findings A Board of Education (Board) member, who resigned on May 31, 2022, … Superintendent’s outside employment created an appearance of impropriety. The former Superintendent resigned on July …
https://www.osc.ny.gov/local-government/audits/school-district/2025/06/20/livonia-central-school-district-conflict-interest-2024m-89DiNapoli: April Local Sales Tax Collections Up Nearly 46 Percent From 2020
… except Oswego County, saw their year-over-year collections for April grow by a wide margin, ranging from 28.2 percent in … against what had been reported by sales tax vendors for the reporting quarter, and adjusts payments to local … 2021. Table Monthly Local Sales Tax Collections by Region (for detailed monthly breakdown) Find out how your government …
https://www.osc.ny.gov/press/releases/2021/05/dinapoli-april-local-sales-tax-collections-nearly-46-percent-2020Military Service Credit
… A Message from Comptroller Thomas P. DiNapoli If you are a … benefit for your military service. This brochure can help you determine if you are eligible to purchase or …
https://www.osc.ny.gov/retirement/publications/military-service-creditDeath Benefits
… If you are a NYSLRS retiree, your beneficiaries may be entitled to receive death benefits after you die. (If you are not retired, please visit the Death … Online beneficiary change submissions include an e-signature, and your request is considered filed on the day …
https://www.osc.ny.gov/retirement/retirees/death-benefitsXII.9.G Reissuing or Cancelling a Refund Check – XII. Expenditures
… Outcome Payee not entitled Check is cancelled, voucher is closed, accounting is reversed. Reissue no changes Check is … Close for address change Check is cancelled, voucher is closed, accounting is reversed. Agency must submit a new … step for the payee to take on a case by case basis. If the banks determine the claim is a valid forgery, a credit will …
https://www.osc.ny.gov/state-agencies/gfo/chapter-xii/xii9g-reissuing-or-cancelling-refund-checkState Agencies Bulletin No. 2204.1
… PEF 2023 Dental Stipend and to provide agency instructions for payments not processed automatically. Affected Employees: … lump sum payment to offset out-of-pocket dental expenses for eligible employees. The payment is payable each fiscal … until the State enters into a new dental services contract for eligible NYSHIP enrollees. These monies will not be added …
https://www.osc.ny.gov/state-agencies/payroll-bulletins/state-agencies/22041-public-employees-federation-pef-2023-dental-stipendState Agencies Bulletin No. 2109
… in the calculation of overtime compensation (refer to the Online Payroll Manual accessed from the PayServ Bulletin …
https://www.osc.ny.gov/state-agencies/payroll-bulletins/state-agencies/2109-april-2023-public-employees-federation-pef-longevity-lump-sum-llsState Agencies Bulletin No. 2211
… inform agencies of OSC’s automatic processing of the April 2024 PEF LLS payment and provide instructions for payments … of $1,500, $3,000 or $4,500. Effective Dates: The April 2024 LLS Payment will be processed in separate paychecks on … Date Effective Date Check Date Institution 26 Lag 03/31/2024 04/01/2024 04/18/2024 Administration 1 Lag 03/31/2024 …
https://www.osc.ny.gov/state-agencies/payroll-bulletins/state-agencies/2211-april-2024-public-employees-federation-pef-longevity-lump-sum-llsUnified Court System Bulletin No. UCS-319.1
… Employees in the following Bargaining Units: 87, 86, DR, F8, SR and SY who met the eligibility criteria on … the State of New York (UCS) and Bargaining Units 87, 86, DR, F8, SR and SY provides for a retroactive increase in SLED …
https://www.osc.ny.gov/state-agencies/payroll-bulletins/unified-court-system/ucs-3191-retroactive-april-2022-ucs-sled-payment-increaseCollateral Loan Broker’s Supplemental Registration Statement
In the event that after any collateral loan broker shall have filed a “Collateral Loan Broker’s Registration Statement”, any change shall take place in the pers
https://www.osc.ny.gov/files/unclaimed-funds/reporters/pdf/collateral-loan-supplemental-statement.pdfOversight of Residential Domestic Violence Programs
… Purpose To determine whether the Office of Children and Family Services (OCFS) is maintaining adequate oversight of residential programs for victims of domestic violence to ensure these programs are operating in compliance … To determine whether the Office of Children and Family Services is maintaining adequate …
https://www.osc.ny.gov/state-agencies/audits/2018/04/24/oversight-residential-domestic-violence-programsOpinion 92-13
… This opinion represents the views of the Office of the State Comptroller at the time it was rendered. The … (necessity to address only a single subject) -- Terms of Office (single local law may increase terms of several … Whether a town in a county not having a board of supervisors may by the adoption of a single local law …
https://www.osc.ny.gov/legal-opinions/opinion-92-13NY State Pension Fund and Church Commissioners for England Call for Exxon to Separate Board Chair and CEO Positions
… and Exchange Commission granted the company’s request to bar the proposal from a vote at its annual meeting over the …
https://www.osc.ny.gov/press/releases/2019/05/ny-state-pension-fund-and-church-commissioners-england-call-exxon-separate-board-chair-and-ceo